Lucas Group is partnering with a financial services organization in the heart of downtown Denver to identify a strong SOX consultant for a 2-3 month (minimum) project. This will begin as soon as possible.
Responsibilities:
Manage the execution and formal reporting on scheduled internal audits in order to independently assess:
Reliability and integrity of financial and operational information
Adequacy of, and compliance with, policies, plans, standards, laws and regulations which could have a significant impact upon operations
Effectiveness in accomplishment of objectives and goals established for the company and projects
Effectiveness and efficiency in the use of resources
Internal control and process design
Manage/contribute to departmental initiatives such as: talent development, planning resources and dates of the annual audit plan, audit quality monitoring and improvement, risk alignment, audit efficiency monitoring and improvement.
Perform detailed planning, including risk assessments for the IT audit area or business process under review
Manage quarterly follow-ups of previous recommendations and prepare summary progress updates
Assist in the preparation of key metrics to deliver to senior leadership of the Company and the Audit Committee
Identification of system or process improvements that increase efficiency for the Company
Advising management/colleagues on IT audit related processes, risks and controls including the drafting of related guidance and/or provision of relevant training
Stakeholder management both within IA’s functional area, IT and across the broader business, including virtual, multi-location team management on a functional/project basis
