Senior Compliance Associate
• MBA or JD or is preferred.
•Provide technical expertise on complex regulatory issues, particularly those related to private equity and hedge fund manager managers.
•Assist with preparing and reviewing regulatory filings, including Form ADV and PF.
Strong knowledge of SEC rules and regulations required. Familiarity with the CEA and NFA rules a plus.
Strong knowledge of the Investment Advisers Act of 1940 is required.
Thorough understanding of, and experience with, compliance program development and maintenance
Previous regulatory examination experience.