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Jr. Compliance Analyst (Closed)

Date Posted: Sep 5, 2018

Job #1547622
Permanent
NEW YORK, New York, United States

Regulatory Compliance Analyst (Midtown Manhattan)

  • Assist in house legal team with the preparation of various regulatory filings
  • Work closely with compliance staff to support the firm’s business units
  • Create/ review automated compliance monitoring reports
  • Make sure organization conforms to compliance policies (established and new regulations)
  • Ideal candidate will have 1-2 years of relevant experience)
  •  B.A. or higher is required (strong grades are a MUST)
  • Prior experience in paralegal work, compliance, or investment management strongly preferred